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Client: Goodman School of Business

AI-Powered SEC Filing Analysis Pipeline

The Result

90% reduction in analysis time

Tech Stack

Python, Pandas, NumPy, OpenAI API, Claude API, Gemini API

Overview

A financial research team at Brock's Goodman School of Business needed to analyze executive compensation data buried inside 25,000+ SEC regulatory filings spanning 2017–2024. The existing process was entirely manual.

The Challenge

Manually reading, classifying, and extracting structured data from thousands of complex legal/financial documents is impossibly slow. The team needed a system that could do this at scale with a high degree of accuracy — and keep running reliably under API rate limits and quota constraints.

What Was Built

  • Automated data pipeline to fetch, parse, and process 25,000+ SEC filings from EDGAR
  • Multi-model AI classification workflow using OpenAI, Claude, and Gemini APIs in parallel for cross-validation
  • Batch processing system with resume capabilities so large runs could be paused and continued
  • Rate limiting and quota management layer to handle API constraints across three providers
  • Structured output extraction with >95% classification accuracy on executive compensation data

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